CISI - UAE Financial Rules & Regulations:

The Chartered Institute of Securities & Investment (CISI) is the largest and most respected professional body in the UK for the securities and investment industries. CISI qualifications ensure financial services professionals achieve the competence and credibility needed to excel in their careers.

This highly sought-after certification provides in-depth knowledge of UAE's financial regulations, empowering professionals to comply with local legal and market standards.

Other CISI Courses:

Introduction to Securities & Investment (International) – Level 1

Risk in Financial Services – Level 3 (Ideal for Compliance and Risk Professionals)

Global Securities

International Certificate in Wealth & Investment Management – Level 3

Fundamentals of Financial Services – Level 2

Global Financial Compliance

Exam Format:

1 Hour exam-CBT test-50 MCQs

Pass marks-70%

Pass rate-53%

Recommended study-80 hours

Exam may contain 10% additional trial questions

Can be taken any time of the year

Prometric Centres-Dubai & Abu Dhabi

Result declaration online-within 24 hours

Maximum 6 attempts in a year

Benefits of this qualification/certification:

Global recognition

High level of competence

Specialization in the course

Full study resources

CISI Student membership

Key features:

Entry level qualification for the capital markets/wholesale sector

Offers a progressive study pathway - the Capital Markets

Programme is the first step in the CISI's capital markets qualifications study pathway and offers access to higher-level qualifications

Flexible study options - you can choose from three technical units allowing you to focus on a topic relevant to your job role. The UK regulatory unit can be replaced with a regulatory paper recognised by your local jurisdiction

Free CISI Student membership - become associated with a chartered professional body and take advantage of an extensive range of benefits

Free CISI Student membership - become associated with a chartered professional body and take advantage of an extensive range of benefits

Access to Associate membership and ACSI designatory letters

Content / Syllabus

Course Outline:

The Regulatory Infrastructure

Associated Market and Securities Legislation and Practice

Authorized Persons and Their Roles

Markets Overview

Market Conduct Legislation & Regulation

Client Protection Standards

Trading Processes